The official website of the Federal Trade Commission, protecting America’s consumers for over 100 years. These documents are presented in Adobe Acrobat format. These updates will make the process of submitting HSR filings easier, and more efficient. Index of all HSR Enforcement Actions (PDF) 9. Please read this Tip Sheet (v. 1.0.7) for filling out the dynamic Adobe HSR Form. August 19, 2010. h�b```�U,ry����ea�8(� ((0�D�N��]Sp��Ϭ*lyB�c�n�2������A��B�� 1281 0 obj <>stream Alternatively, you can right click on the PDF link and select “Save link as” to download the PDF directly to your computer before opening it with Adobe. HSR FAQs 4. Tags: Hart-Scott-Rodino Act (HSR) Bureau of Competition; Competition; Merger; The Federal Trade Commission, with the concurrence of the Antitrust Division of the U.S. Department of Justice, has approved amendments to the Hart-Scott-Rodino … 2018 Summer Brown Bag Summary (PDF) 11. Reporting Obligations of Not-for-Profit Combinations (PDF) ... FTC Rule 4.9(c), and the General Counsel grants that request. The Form must be a searchable PDF document. FTC and DOJ Approve Procedural Changes to HSR Form Instructions June 25, 2018. h�bbd``b`���S8�`��Z@��H�+�.�"L��,��R)V��@b�/#K&�F����0 �� ? The FTC also returned hundreds of millions of dollars to consumers, held CEOs responsible for corporate misconduct, and obtained novel injunctive relief and the biggest penalties in FTC history. FTC and DOJ Issue New HSR Rules and Form. 0 On August 13, 2010, the Federal Trade Commission (FTC) issued a notice of proposed rulemaking that would make literally dozens of changes in the specific requirements for completion of a Notification and Report Form (the Form) for premerger notification of mergers and acquisitions under the Hart-Scott-Rodino (HSR) Act (15 U.S.C. • The FTC modified the HSR Notification and Report Form for use beginning February 1. %%EOF The parties may not close their deal until the waiting period outlined in the HSR Act has passed, or the government has … 1.0.2). ��@ʀ�����Q All other files must be in searchable PDF or MS Excel spreadsheet format and saved in color, if applicable. The action was taken without public comment. Scott-Rodino Antitrust Improvements Act (“the Act” or “HSR”) to change the definition of “person” and create a new exemption. The FTC and DOJ have announced final changes to the HSR filing rules. Office of Equal Employment Opportunity and Workplace Inclusion, Reporting Fraud, Waste, Abuse or Mismanagement, What You Need to Know About the Office of the Inspector General, Companies and People Banned From Debt Relief, Statute, Rules and Formal Interpretations, Post-Consummation Filings (HSR Violations), Retrospective Review of FTC Rules and Guides, Other Applications, Petitions, and Requests, Magnuson-Moss Warranty Public Audit Filings, International Technical Assistance Program, Competition & Consumer Protection Authorities Worldwide, Hearings on Competition & Consumer Protection, List a Number on the National Do Not Call Registry, File Documents in Adjudicative Proceedings, HSR Early Termination Notices API Endpoint. When the COVID-19 pandemic hit, the agency swiftly responded with hundreds of warning letters; unprecedented outreach to consumers and businesses; and numerous enforcement actions targeting … %PDF-1.6 %���� Under the HSR Act, parties to a merger or acquisition of a certain size must each file a premerger notification form (HSR Form), and wait 30 days prior to closing the transaction so that … The official website of the Federal Trade Commission, protecting America’s consumers for over 100 years. DATES: On July 7, 2011, the Federal Trade Commission (FTC) and U.S. Department of Justice issued revised Hart-Scott-Rodino (HSR) premerger notification rules and changed the form companies must file when seeking antitrust clearance of proposed mergers and acquisitions. endstream endobj 1243 0 obj <. Consequently, use of Internet Explorer is advised to download the form. Introductory Guide I (PDF) 2. The Federal Trade Commission (FTC) has approved final amendments to the Hart-Scott-Rodino (HSR) Premerger Notification Rules that allow HSR filings to be submitted on DVD and streamline the instructions to the Premerger Notification Form. endstream endobj startxref For manufacturing revenues, filing … The Instructions for Item 3(b) of the HSR Form clearly specify that filing parties must: “Furnish copies of all documents that constitute the agreement(s) among the acquiring person(s) and the person(s) whose assets, voting securities or non-corporate interests are to be acquired,” [emphasis added]. Filing parties must now provide an expanded set of documents with the HSR form and will want to take into account the new HSR filing requirements when negotiating and drafting deal-related documents. Visit the FTC website to read this NPRM and the news release describing it. The proposed amendments in the NPRM also change the definition of “person,” and make explanatory and ministerial changes to the HSR Rules as well as the HSR Form and Instructions to effect the proposed amendments. The amended HSR Form and Instructions will continue to require the use of 6-digit NAICS industry codes for non-manufacturing revenues. � �+D@ Steps to Determine Whether to File 5. PNO Statement on Escrows (PDF) 8. Label each DVD with the name of the person filing, the name of a If you have any problems with the functionality of the Form and would like assistance, please e-mail Robert Jones with the specific details. Share This Page. The Commission also proposes explanatory and ministerial changes to the Rules, as well as necessary amendments to the HSR Form and Instructions to effect the proposed changes. Instructions to FTC Form . 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